Amanda Ferrell

Amanda Ferrell

Chief Compliance Officer
Registered Representative

Amanda Ferrell, Chief Compliance Officer, Registered Representative, ensures that HORAN Securities, Inc. and HORAN Capital Advisors are in compliance with FINRA and SEC guidelines. Amanda’s role in overseeing these compliance guidelines includes filing required documents, approving client documentation and applications for business, ensuring compliance among HORAN’s Registered Representatives and Advisors and conducting internal tests to audit HORAN’s documents to guarantee compliance with Regulating Authorities. 

Amanda’s goal is to provide the best care for HORAN’s clients through ensuring our actions are in their best interest. She works alongside HORAN’s Advisors to deliver a higher level of service and safeguards that fulfills all obligations and expectations set forth by Regulating Authorities.

Amanda has been in the wealth management industry since 2006. Amanda previously served HORAN as Manager, Client Services. In this role she assisted in the management of retirement plans and wealth accumulation accounts for individuals and corporations.

Community

  • Volunteer for St. Vincent DePaul Society
  • Volunteer for Mary Rose Mission
  • Volunteer for Rose Garden Home Mission
  • Covington Diocesan Youth Ministry Advisory Board

Education

  • FINRA Series 6, 26 and 63 registration
  • Northern Kentucky University- B.A. Anthropology specializing in Archaeology