Equity Options & Equity Concentration

At HORAN Capital Advisors, we have a great deal of experience in advising clients with concentrated holdings. Investors frequently create significant wealth through concentrated equity investments. Highly appreciated stock positions are typically established through inheritance, sale of a business, executive compensation programs, stock purchase plans and/or years of holding a successfully purchased investment.

Objectivity is paramount when making recommendations to hold, sell or hedge a highly concentrated equity position. The financial complexity for many families varies greatly and thus the need for a customized process is important. We follow a strategy that stresses time horizon, lifestyle and discipline provide the objectivity investors need for successful outcomes.

Areas of Expertise:

• Stock Options
• Net Unrealized Appreciation
• Outright Sale
• Protective Puts
• Buy-Writes
• Equity Collars
• Variable Prepaid Forwards
• Exchange Funds
• Charitable Remainder Trusts
• Pairs Trading