Individuals and Families

Equity Options & Equity Concentration

At HORAN Capital Advisors, we have a great deal of experience in advising clients with concentrated holdings. Investors frequently create significant wealth through concentrated equity investments. Highly appreciated stock positions are typically established through inheritance, sale of a business, executive compensation programs, stock purchase plans and/or years of holding a successfully purchased investment.

Objectivity is paramount when making recommendations to hold, sell or hedge a highly concentrated equity position. The financial complexity for many families varies greatly and thus the need for a customized process is important. We follow a strategy that stresses time horizon, lifestyle and discipline provide the objectivity investors need for successful outcomes.

Areas of Expertise:

  • Stock Options
  • Net Unrealized Appreciation
  • Outright Sale
  • Protective Puts
  • Buy-Writes
  • Equity Collars
  • Variable Prepaid Forwards
  • Exchange Funds
  • Charitable Remainder Trusts
  • Pairs Trading